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ForeFront by Chubb for Investment Advisers

Integrated liability protection for today's investment adviser.

In today’s complicated legal and regulatory environment, investment advisers have special liability exposures that may not be covered by their existing general liability insurance policy. Professional liability lawsuits can be triggered by not meeting client expectations, misstating financial results, or even violating federal regulations. The Investment Advisers Act of 1940 continues to create significant accountability for advisers along these lines. The proliferation of federal and state laws governing employment practices, combined with evolving case law, also makes claims by employees more common and more costly.  Even routine business decisions can lead to liability for the firm and its management.

A wide range of actions can be brought by any number of parties -- not only by clients but also by shareholders, employees and regulators. The financial well-being of the firm and its management is at risk.

Designed for small to midsized investment advisers, ForeFront by Chubb for Investment Advisers addresses a firm's most significant exposures in one straightforward package.  Clear and concise, the policy consists of up to five integrated insuring agreements providing coverage for:

  • Investment Adviser Errors and Omissions Liability
  • Directors and Officers Liability
  • Employment Practices Liability
  • Fiduciary Liability
  • Outside Directorship Liability



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Brochure (.pdf, 59k) *

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